CFTC Division Of Market Oversight Reminds Market Participants Of The Upcoming Expiration Of Certain No-Action Relief From The Ownership And Control Final Rule

The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today reminds all participants in CFTC-regulated derivatives markets of the upcoming scheduled expiration of certain no-action relief associated with the Ownership and Control (OCR) Final Rule. Specifically, with the expiration of certain relief in CFTC Letter No. 16-32, certain electronic submission requirements for Forms 40/40S and 71 will commence on November 18, 2016, at 12:00 a.m. U.S. Eastern Time.