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At the Cato Instituteâs 34th Annual Monetary Conference (Panel 3)
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View ArticleCanadian Securities Regulators Publish Guidance For Portfolio Managers...
The Canadian Securities Administrators (CSA) today published CSA Staff Notice 31-347 Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members. The notice provides information...
View ArticleCanadian Securities Administrators Announces Cyber Security Roundtable
The Canadian Securities Administrators (CSA) announced today that it will hold a roundtable to discuss issues related to cyber security and opportunities for greater collaboration, communication and...
View ArticleOntario Securities Commission Publishes Investor Office Activity Report For...
The Ontario Securities Commission (OSC) today published OSC Staff Notice 11-776 Investor Office Activity Report 2015-2016.read more...
View ArticlePartnering to Get Younger
Many firms struggle at times with an aging customer base. We have seen firms such as Harley Davidson and Talbot's face this challenge in recent years. Neiman Marcus provides another example of a...
View ArticleSEC Charges Renewable Energy Company, CEO, And Others With Defrauding Investors
The Securities and Exchange Commission today filed fraud charges against four individuals and others who allegedly profited by defrauding investors in a cash-strapped California-based renewable energy...
View ArticleStatement By New York Attorney General Eric T. Schneiderman On Reports That...
Attorney General Eric T. Schneiderman released the following statement after reports that the Presidential Transition Team is considering ways to dismantle state consumer and investor protection...
View ArticleFINRA Sanctions Oppenheimer & Co. $3.4 Million For Reporting Violations,...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Oppenheimer & Co. Inc. $1.575 million and ordered the firm to pay $1.85 million to customers for failing to...
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At the Cato Instituteâs 34th Annual Monetary Conference (Panel 4 &...
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View ArticleA decomposition algorithm for computing income taxes with pass-through...
Income tax systems with pass-through entities transfer a firm's incomes to the shareholders, which are taxed individually. In 2014, a Chilean tax reform introduced this type of entity and changed to an...
View ArticleThe Tragedy of Your Upstairs Neighbors: Is the Airbnb Negative Externality...
A commonly expressed concern about the rise of the peer-to-peer rental market Airbnb is that hosts---those renting out their properties---impose costs on their unwitting neighbors. I consider the...
View ArticleRandom matrix approach to estimation of high-dimensional factor models....
In dealing with high-dimensional data sets, factor models are often useful for dimension reduction. The estimation of factor models has been actively studied in various fields. In the first part of...
View ArticleRobust Trading of Implied Skew. (arXiv:1611.05518v1 [q-fin.PR])
In this paper, we present a method for constructing a (static) portfolio of co-maturing European options whose price sign is determined by the skewness level of the associated implied volatility. This...
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OneChicago Holiday Trading Hours
In observance of the upcoming holidays, OneChicago will follow the schedule below, which is consistent with U.S. equity markets.read more...
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At the Cato Instituteâs 34th Annual Monetary Conference (Epilogue)
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Exchange Of The Year! SIX Swiss Exchange Wins "Exchange Of The...
The award ceremony for the Structured Products Europe Awards 2016 was held last night at "The Mayfair" in London. A delegation of SIX Swiss Exchange led by André Buck, Head Sales, accepted the...
View ArticleObjective-setting and communication of macroprudential policies
Macroprudential policy faces a range of challenges that stem from the difficulty to quantify its principal objective, financial stability, and from the absence of an established analytical paradigm to...
View ArticleSecurities Commission Malaysia Announces New Appointments
Securities Commission Malaysia (SC) today announced the appointment of Dato’ Gumuri Hussain as the Executive Chairman of Audit Oversight Board (AOB), effective 18 November 2016.read more...
View ArticleESMA Publishes MiFID II Q&AS On Transparency And Market Structure Topics
The European Securities and Markets Authority (ESMA) has published two Questions and Answers (Q&A) documents regarding implementation issues relating to market structures and transparency topics...
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